Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Thornbridge Investment Management LLP
FRN 713859
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (since 5 Jun 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.