Simon Jonathan Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shard Capital Partners LLP
FRN 538762
- [FCA CF] Client dealing (since 8 Mar 2021)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (15 Jan 2018 to 19 Feb 2018)
Lamassu Capital Ltd (no longer approved here)
FRN 796551
- Employed By (15 Jan 2018 to 19 Feb 2018)
ARIA PRIVATE CLIENTS LIMITED (no longer approved here)
FRN 527557
- CF30 Customer (10 Apr 2014 to 29 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.