Shaun William Barnard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oracle Consultants Ltd

    FRN 618258

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Nov 2017)
    • CF10 Compliance Oversight (9 Nov 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Nov 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Nov 2017 to 30 Sep 2018)
    • CF30 Customer (22 Jun 2017 to 12 Mar 2018)
    • CF1 Director (22 Oct 2014 to 20 Apr 2015)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF1 Director (AR) (24 Oct 2017 to 23 May 2019)
  • Berkeley Rock Capital Ltd (no longer approved here)

    FRN 791873

    • Employed By (24 Oct 2017 to 23 May 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (29 May 2013 to 3 Jun 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF22 Investment Adviser (Trainee) (13 Oct 2006 to 8 Feb 2007)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (98)Employed By (13 Oct 2006 to 8 Feb 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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