Thornbridge Investment Management LLP

• Principal Place of Business

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

  Web

  http://www.thornbridge.com

• Complaints Contact

  13 Austin Friars

  London

  EC2N 2HE

  UNITED KINGDOM

  Phone

  +442039724510

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ed Maxwell

  IRN EJM01049

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (since 1 Jun 2020)
• Edmund Jospeh Lehmann

  IRN EJL01050

  • CF30 Customer (since 20 Dec 2021)
  • CF1 Director (AR) (since 20 Dec 2021)
• Edward Andrew Rutson Clive

  IRN EAC01072

  • CF30 Customer (1 Apr 2017 to 28 May 2019)
• Edward James Bratton

  IRN EJB01080

  • [FCA CF] Client dealing (24 Jun 2021 to 24 Jul 2023)
  • CF30 Customer (24 Jun 2021 to 24 Jul 2023)
• Edward Richard Rivers Jewson

  IRN ERJ01012

  • CF1 Director (AR) (since 1 Dec 2017)
  • CF30 Customer (since 1 Dec 2017)
• Eleonore Marie-Christine Manson

  IRN EMM01087

  • CF30 Customer (27 Jul 2020 to 31 Jan 2022)
• Eliana Magdalene Sydes

  IRN EMS01072

  • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
  • CF30 Customer (14 Feb 2020 to 16 Jan 2023)
• Elizabeth Jayne Moreton

  IRN EJM01144

  • CF30 Customer (20 Oct 2016 to 5 Jun 2019)
• Elizabeth Jocelyn Shaw

  IRN EXS80983

  • CF4 Partner (AR) (since 29 May 2020)
• Emiliano Laghi

  IRN EXL25053

  • CF30 Customer (since 29 Nov 2019)
  • CF1 Director (AR) (since 29 Nov 2019)

• Blackstar Capital Europe Limited (no longer appointed)

  FRN 844920 · Appointed 27 Jun 2019 · Until 21 May 2020

• Thameside Markets Limited (no longer appointed)

  FRN 814320 · Appointed 10 Jun 2019 · Until 20 Dec 2019 · Tied agent

• Nighthawk Partners Limited (no longer appointed)

  FRN 842150 · Appointed 15 May 2019 · Until 2 Aug 2022 · Tied agent

• Ganita Wealth Limited (no longer appointed)

  FRN 597259 · Appointed 17 Apr 2019 · Until 16 Nov 2020

• Emicapital Europe Limited (no longer appointed)

  FRN 840054 · Appointed 11 Apr 2019 · Until 16 Jan 2020 · Tied agent

• K3 Advisory Limited (no longer appointed)

  FRN 839495 · Appointed 4 Apr 2019 · Until 1 Jan 2022

• Future Advisors Limited (no longer appointed)

  FRN 834616 · Appointed 26 Feb 2019 · Until 29 Jan 2020 · Tied agent

• MI Capital Research Limited (no longer appointed)

  FRN 653594 · Appointed 3 Jan 2019 · Until 15 Jan 2025

• Collective Equity Ownership Limited (no longer appointed)

  FRN 829375 · Appointed 24 Dec 2018 · Until 20 Nov 2019 · Tied agent

• Binocle Limited (no longer appointed)

  FRN 826238 · Appointed 16 Nov 2018 · Until 1 Jul 2021 · Tied agent

No changes recorded yet.