Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 1 Oct 2025)
    • SMF3 Executive Director (since 16 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 17 Jan 2023)
    • [FCA CF] Material risk taker (3 Jan 2023 to 17 Nov 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (29 Apr 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
    • CF30 Customer (14 Feb 2020 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (14 Feb 2020 to 16 Jan 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (15 Jan 2013 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 19 Sep 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Dec 2011 to 1 Apr 2012)
  • Clearwater Financial Ltd (no longer approved here)

    FRN 500324

    • Employed By (15 Dec 2011 to 19 Sep 2012)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (20 Jan 2010 to 22 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.