Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (24 May 2019 to 8 Dec 2019)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF30 Customer (1 Apr 2017 to 28 May 2019)
  • Stanhope Capital LLP (no longer approved here)

    FRN 400309

    • CF30 Customer (10 Jun 2010 to 27 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.