Ed Maxwell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP

    FRN 713859

    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
    • CF30 Customer (since 1 Jun 2020)
  • Luna Investment Management Limited

    FRN 923454

    • (5)Employed By (since 1 Jun 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (7 Apr 2018 to 20 Oct 2020)
    • CF30 Customer (7 Apr 2018 to 20 Oct 2020)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
    • CF27 Investment Management (1 Dec 2001 to 29 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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