Thornbridge Investment Management LLP

Date authorised
1 February 2016
Companies House
OC398922
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510
    Web
    http://www.thornbridge.com

  • Complaints Contact

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James King

    IRN JXK10292

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Jul 2021)
    • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
  • James Michael Alexandroff

    IRN JMA01182

    • CF30 Customer (since 3 Mar 2021)
    • CF4 Partner (AR) (since 3 Mar 2021)
  • James Orme-Smith

    IRN JDO01017

    • CF4 Partner (AR) (since 10 Dec 2025)
    • CF30 Customer (since 10 Dec 2025)
  • James Patrick Driscoll Hoare

    IRN JPH01232

    • CF1 Director (AR) (since 15 Nov 2023)
    • CF30 Customer (since 17 Mar 2022)
    • CF4 Partner (AR) (17 Mar 2022 to 2 Jan 2024)
  • James Thomas Leavesley

    IRN JTL01042

    • CF30 Customer (7 Mar 2018 to 15 Nov 2019)
    • CF1 Director (AR) (7 Mar 2018 to 15 Nov 2019)
  • James William Cahill

    IRN WXC01101

    • CF30 Customer (19 May 2022 to 30 Sep 2022)
  • James William Cox

    IRN JWC01129

    • CF4 Partner (AR) (13 Nov 2018 to 23 Aug 2022)
    • CF30 Customer (21 Aug 2018 to 23 Aug 2022)
    • CF1 Director (AR) (21 Aug 2018 to 13 Nov 2018)
  • James William Henderson

    IRN JWH01107

    • CF30 Customer (since 21 Apr 2026)
  • Jan Kragerup Bak

    IRN JXB00874

    • CF1 Director (AR) (6 Oct 2021 to 19 Feb 2024)
  • Janay Lesley Pyfrom-Symonette

    IRN JLP01146

    • CF30 Customer (14 Oct 2017 to 18 Nov 2019)
    • CF1 Director (AR) (14 Oct 2017 to 18 Nov 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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