James William Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF4 Partner (AR) (13 Nov 2018 to 23 Aug 2022)
- CF1 Director (AR) (21 Aug 2018 to 13 Nov 2018)
- CF30 Customer (21 Aug 2018 to 23 Aug 2022)
YYX Capital Partners LLP (no longer approved here)
FRN 813639
- Employed By (21 Aug 2018 to 23 Aug 2022)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF30 Customer (19 May 2010 to 19 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.