James Orme-Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornbridge Investment Management LLP

    FRN 713859

    • CF30 Customer (since 10 Dec 2025)
    • CF4 Partner (AR) (since 10 Dec 2025)
  • Riposte Capital UK LLP

    FRN 1045349

    • (1)Employed By (since 10 Dec 2025)
  • Sandbar Asset Management LLP (no longer approved here)

    FRN 801828

    • SMF16 Compliance Oversight (4 Jan 2024 to 31 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jan 2024 to 31 Jan 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 31 Jan 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2024)
    • CF4 Partner (26 Sep 2018 to 8 Dec 2019)
    • CF3 Chief Executive (26 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 20 Jul 2010)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (26 Jan 2006 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.