Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ed Maxwell
IRN EJM01049
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (since 1 Jun 2020)
Edmund Jospeh Lehmann
IRN EJL01050
- CF30 Customer (since 20 Dec 2021)
- CF1 Director (AR) (since 20 Dec 2021)
Edward Andrew Rutson Clive
IRN EAC01072
- CF30 Customer (1 Apr 2017 to 28 May 2019)
Edward James Bratton
IRN EJB01080
- [FCA CF] Client dealing (24 Jun 2021 to 24 Jul 2023)
- CF30 Customer (24 Jun 2021 to 24 Jul 2023)
Edward Richard Rivers Jewson
IRN ERJ01012
- CF1 Director (AR) (since 1 Dec 2017)
- CF30 Customer (since 1 Dec 2017)
Eleonore Marie-Christine Manson
IRN EMM01087
- CF30 Customer (27 Jul 2020 to 31 Jan 2022)
Eliana Magdalene Sydes
IRN EMS01072
- [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
- CF30 Customer (14 Feb 2020 to 16 Jan 2023)
Elizabeth Jayne Moreton
IRN EJM01144
- CF30 Customer (20 Oct 2016 to 5 Jun 2019)
Elizabeth Jocelyn Shaw
IRN EXS80983
- CF4 Partner (AR) (since 29 May 2020)
Emiliano Laghi
IRN EXL25053
- CF30 Customer (since 29 Nov 2019)
- CF1 Director (AR) (since 29 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Blackbird Capital Partners Limited (no longer appointed)
FRN 755635 · Appointed 10 Aug 2016 · Until 1 Jul 2019
KA Advisers limited (no longer appointed)
FRN 751728 · Appointed 4 Jul 2016 · Until 11 Jul 2018
Swiftsure Partners Limited (no longer appointed)
FRN 750321 · Appointed 17 Jun 2016 · Until 26 Jun 2019
Etchilhampton Limited (no longer appointed)
FRN 745628 · Appointed 29 Apr 2016 · Until 1 Mar 2017
QLO Capital Management Limited (no longer appointed)
FRN 745122 · Appointed 25 Apr 2016 · Until 22 Nov 2016
Bricklane Investment Services Ltd (no longer appointed)
FRN 743370 · Appointed 7 Apr 2016 · Until 8 Jun 2016
Dana capital management LLP (no longer appointed)
FRN 735663 · Appointed 8 Feb 2016 · Until 3 Oct 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.