Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James King
IRN JXK10292
- [FCA CF] Client dealing (9 Dec 2020 to 1 Jul 2021)
- CF30 Customer (15 Jan 2019 to 8 Dec 2019)
James Michael Alexandroff
IRN JMA01182
- CF30 Customer (since 3 Mar 2021)
- CF4 Partner (AR) (since 3 Mar 2021)
James Orme-Smith
IRN JDO01017
- CF4 Partner (AR) (since 10 Dec 2025)
- CF30 Customer (since 10 Dec 2025)
James Patrick Driscoll Hoare
IRN JPH01232
- CF1 Director (AR) (since 15 Nov 2023)
- CF30 Customer (since 17 Mar 2022)
- CF4 Partner (AR) (17 Mar 2022 to 2 Jan 2024)
James Thomas Leavesley
IRN JTL01042
- CF30 Customer (7 Mar 2018 to 15 Nov 2019)
- CF1 Director (AR) (7 Mar 2018 to 15 Nov 2019)
James William Cahill
IRN WXC01101
- CF30 Customer (19 May 2022 to 30 Sep 2022)
James William Cox
IRN JWC01129
- CF4 Partner (AR) (13 Nov 2018 to 23 Aug 2022)
- CF30 Customer (21 Aug 2018 to 23 Aug 2022)
- CF1 Director (AR) (21 Aug 2018 to 13 Nov 2018)
James William Henderson
IRN JWH01107
- CF30 Customer (since 21 Apr 2026)
Jan Kragerup Bak
IRN JXB00874
- CF1 Director (AR) (6 Oct 2021 to 19 Feb 2024)
Janay Lesley Pyfrom-Symonette
IRN JLP01146
- CF30 Customer (14 Oct 2017 to 18 Nov 2019)
- CF1 Director (AR) (14 Oct 2017 to 18 Nov 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

MTS Prime Solutions Limited (no longer appointed)
FRN 790276 · Appointed 3 Oct 2017 · Until 30 May 2019
Uhusiano Capital Limited (no longer appointed)
FRN 789786 · Appointed 26 Sep 2017 · Until 15 Jan 2020 · Tied agent
Berton Capital Limited (no longer appointed)
FRN 788966 · Appointed 15 Sep 2017 · Until 26 Mar 2018
Sterling Investments Management Limited (no longer appointed)
FRN 785485 · Appointed 31 Jul 2017 · Until 19 Mar 2021
Global Trading Securities Co., Ltd (no longer appointed)
FRN 784199 · Appointed 13 Jul 2017 · Until 31 May 2018
Melana Capital Limited (no longer appointed)
FRN 782621 · Appointed 26 Jun 2017 · Until 29 Apr 2019
Anfore Limited (no longer appointed)
FRN 779103 · Appointed 16 May 2017 · Until 12 Mar 2018
Songbook Social Limited (no longer appointed)
FRN 778928 · Appointed 12 May 2017 · Until 19 Nov 2019
Marshall Sterling Wealth Management Limited (no longer appointed)
FRN 775968 · Appointed 6 Apr 2017 · Until 1 Sep 2017
Alternative Asset Solutions Limited (no longer appointed)
FRN 774470 · Appointed 21 Mar 2017 · Until 8 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.