Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Sean Young
IRN SXY81477
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2020)
- CF30 Customer (since 5 Jun 2020)
Seth Arthur Kirkham
IRN SAK01040
- CF30 Customer (since 29 Apr 2024)
- CF4 Partner (AR) (since 29 Apr 2024)
- [FCA CF] Client dealing (since 18 Nov 2022)
Shaun Michel Mattingley
IRN SMM01242
- CF1 Director (AR) (22 Mar 2018 to 25 Oct 2019)
Shaun William Barnard
IRN SWB01065
- CF1 Director (AR) (24 Oct 2017 to 23 May 2019)
Sheila Li Yuan Foo
IRN SLF01053
- CF1 Director (AR) (31 May 2017 to 12 Mar 2018)
Sidharth Narang
IRN SXN01724
- CF30 Customer (23 Jan 2017 to 10 Nov 2017)
Simon Andrew Heawood
IRN SAH01313
- CF30 Customer (21 Mar 2016 to 7 Jun 2016)
Simon Jonathan Harris
IRN SJH01530
- CF30 Customer (15 Jan 2018 to 19 Feb 2018)
Simon Jonathan Heathcliff Hampshire
IRN SJH01243
- CF1 Director (AR) (17 Jul 2018 to 19 Feb 2024)
- CF30 Customer (20 Jul 2016 to 19 Feb 2024)
Simone Garbagnati
IRN SXG13819
- CF30 Customer (12 Apr 2019 to 16 Jan 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Adelpha Capital Club Limited (no longer appointed)
FRN 809312 · Appointed 17 May 2018 · Until 31 Mar 2025
Honorfalcon (UK) Global Ltd (no longer appointed)
FRN 807949 · Appointed 1 May 2018 · Until 9 Dec 2019
Revolut Limited (no longer appointed)
FRN 764292 · Appointed 29 Mar 2018 · Until 4 Mar 2019 · Tied agent
303 Capital Limited (no longer appointed)
FRN 805253 · Appointed 28 Mar 2018 · Until 9 Dec 2019 · Tied agent
Apaja Limited (no longer appointed)
FRN 804437 · Appointed 19 Mar 2018 · Until 2 Apr 2019
FTN Monitor Ltd (no longer appointed)
FRN 804492 · Appointed 19 Mar 2018 · Until 4 Nov 2019
Pearl Advisory & Consultancy Ltd (no longer appointed)
FRN 767702 · Appointed 19 Mar 2018 · Until 10 Apr 2019
Leavesley Asset Management Limited (no longer appointed)
FRN 803265 · Appointed 2 Mar 2018 · Until 18 Nov 2019 · Tied agent
Performanceart Ltd. (no longer appointed)
FRN 802586 · Appointed 22 Feb 2018 · Until 12 Nov 2019
Greenwood Way Capital Limited (no longer appointed)
FRN 770447 · Appointed 6 Feb 2018 · Until 16 Dec 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.