Thompson Taraz Managers Limited

• Principal Place of Business

  Stanhope House

  4th Floor

  47 Park Lane

  London

  W1K 1PR

  UNITED KINGDOM

  Phone

  +442079078777

  Web

  https://www.thompsontaraz.co.uk

• Complaints Contact

  Stanhope House

  4th Floor

  47 Park Lane

  London

  W1K 1PR

  UNITED KINGDOM

  Phone

  +4402079078777

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Afshin Taraz

  IRN AXT01332

  • CF2 Non Executive Director (29 Oct 2014 to 26 Aug 2015)
  • CF1 Director (3 Oct 2003 to 29 Oct 2010)
  • CF3 Chief Executive (3 Oct 2003 to 29 Oct 2010)
  • CF8 Apportionment and Oversight (3 Oct 2003 to 31 Mar 2009)
• Amir Hassan Zaidi

  IRN AHZ01000

  • CF30 Customer (17 Jul 2014 to 29 Dec 2017)
  • CF1 Director (17 Jul 2014 to 29 Dec 2017)
• Andrew David Grieve

  IRN ADG01075

  • CF30 Customer (7 Jul 2010 to 28 Feb 2013)
  • CF27 Investment Management (14 Jul 2005 to 15 May 2007)
  • CF11 Money Laundering Reporting (3 Oct 2003 to 2 Aug 2012)
  • CF10 Compliance Oversight (3 Oct 2003 to 2 Aug 2012)
  • CF1 Director (3 Oct 2003 to 28 Feb 2013)
• Benjamin Prior

  IRN BRP00018

  • CF30 Customer (12 Dec 2016 to 5 Feb 2019)
  • CF3 Chief Executive (AR) (12 Dec 2016 to 5 Feb 2019)
• Catherine Deptford

  IRN CXD01655

  • CF30 Customer (25 Feb 2013 to 30 Jan 2015)
• Charles Guy Forbes Morgan

  IRN CGM01032

  • CF30 Customer (8 Dec 2016 to 18 Aug 2017)
• Craig Johnstone MacMillan

  IRN CJM01176

  • CF1 Director (5 Aug 2003 to 25 Sep 2003)
  • CF11 Money Laundering Reporting (5 Aug 2003 to 25 Sep 2003)
  • CF10 Compliance Oversight (5 Aug 2003 to 25 Sep 2003)
• Diane Elizabeth Suter

  IRN DES01072

  • CF30 Customer (7 Jul 2010 to 25 Feb 2013)
  • CF1 Director (7 Sep 2007 to 31 Dec 2012)
  • CF27 Investment Management (14 Jul 2005 to 18 May 2007)
• Erik Guertler

  IRN EXG01321

  • [FCA CF] Client dealing (since 27 Mar 2023)
• Gerald Atwell

  IRN GXA01458

  • CF1 Director (31 Oct 2013 to 13 Oct 2014)

• Earthworm Capital LLP (no longer appointed)

  FRN 668606 · Appointed 30 Nov 2016 · Until 31 Jan 2019

No changes recorded yet.