Thompson Taraz Managers Limited

Date authorised
1 April 2013
Companies House
04482509
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stanhope House
    4th Floor
    47 Park Lane
    London
    W1K 1PR
    UNITED KINGDOM
    Phone
    +442079078777
    Web
    https://www.thompsontaraz.co.uk

  • Complaints Contact

    Stanhope House
    4th Floor
    47 Park Lane
    London
    W1K 1PR
    UNITED KINGDOM
    Phone
    +4402079078777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kelvin Deon Gray

    IRN KDG01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (31 Dec 2015 to 10 Feb 2017)
    • CF11 Money Laundering Reporting (31 Dec 2015 to 10 Feb 2017)
    • CF10a CASS Oversight function (31 Dec 2015 to 10 Feb 2017)
    • CF1 Director (8 Dec 2004 to 23 Oct 2013)
  • Martin Michael Heffernan

    IRN MMH01032

    • CF2 Non Executive Director (13 Oct 2014 to 26 Aug 2015)
    • CF1 Director (3 Oct 2003 to 28 Aug 2014)
  • Michael David Ian Capewell

    IRN MDC01209

    • CF30 Customer (7 Sep 2017 to 2 Feb 2019)
  • Michael John Chicken

    IRN MJC01252

    • CF2 Non Executive Director (3 Oct 2003 to 29 Oct 2010)
  • Philip Shearer

    IRN PXS00560

    • SMF3 Executive Director (since 27 Sep 2022)
  • Selwyn Renton

    IRN SXR01912

    • SMF3 Executive Director (since 25 Jun 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Feb 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (18 Aug 2014 to 31 Dec 2015)
    • CF11 Money Laundering Reporting (18 Aug 2014 to 31 Dec 2015)
  • Simon Timothy Christopher Webber

    IRN STW01045

    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (17 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (17 Jul 2014 to 8 Dec 2019)
    • CF1 Director (17 Jul 2014 to 8 Dec 2019)
  • Tracy Ann Clarke

    IRN TAC01096

    • CF11 Money Laundering Reporting (1 Aug 2012 to 31 Jul 2014)
    • CF10 Compliance Oversight (1 Aug 2012 to 31 Jul 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.