Martin Michael Heffernan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thompson Taraz Depositary Limited
FRN 465415
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (19 Feb 2016 to 12 Nov 2019)
- CF11 Money Laundering Reporting (5 Jan 2016 to 10 Feb 2017)
- CF10 Compliance Oversight (5 Jan 2016 to 10 Feb 2017)
- CF10a CASS Oversight function (5 Jan 2016 to 10 Feb 2017)
- CF3 Chief Executive (12 May 2015 to 8 Dec 2019)
- CF1 Director (5 Dec 2007 to 8 Dec 2019)
Thompson Taraz Managers Limited (no longer approved here)
FRN 226978
- CF2 Non Executive Director (13 Oct 2014 to 26 Aug 2015)
- CF1 Director (3 Oct 2003 to 28 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.