Thompson Taraz Depositary Limited

Date authorised
1 April 2013
Companies House
06043483
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Stanhope House
    4th Floor
    47 Park Lane
    London
    W1K 1PR
    UNITED KINGDOM
    Phone
    +4402079078777
    Web
    https://www.thompsontaraz.co.uk

  • Complaints Contact

    Stanhope House
    4th Floor
    47 Park Lane
    London
    W1K 1PR
    UNITED KINGDOM
    Phone
    +4402079078777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Fund Guardian

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Afshin Taraz

    IRN AXT01332

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (22 Feb 2016 to 12 Nov 2019)
    • CF3 Chief Executive (18 May 2007 to 28 May 2015)
    • CF1 Director (18 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 May 2007 to 31 Mar 2009)
  • Amir Hassan Zaidi

    IRN AHZ01000

    • CF30 Customer (25 Jan 2016 to 29 Dec 2017)
  • Andrew David Grieve

    IRN ADG01075

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (18 May 2007 to 2 Aug 2012)
    • CF10 Compliance Oversight (18 May 2007 to 2 Aug 2012)
    • CF1 Director (18 May 2007 to 28 Feb 2013)
  • Catherine Deptford

    IRN CXD01655

    • CF30 Customer (25 Feb 2013 to 30 Jan 2015)
  • David Price

    IRN DXP00427

    • SMF3 Executive Director (30 Sep 2022 to 30 Sep 2024)
  • Diane Elizabeth Suter

    IRN DES01072

    • CF30 Customer (1 Nov 2007 to 25 Feb 2013)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
    • CF1 Director (18 May 2007 to 31 Dec 2012)
  • Gerald Atwell

    IRN GXA01458

    • CF2 Non Executive Director (27 Nov 2014 to 10 Feb 2017)
    • CF1 Director (31 Oct 2013 to 27 Nov 2014)
  • Kelvin Deon Gray

    IRN KDG01013

    • CF1 Director (5 Dec 2007 to 13 Oct 2014)
  • Martin Michael Heffernan

    IRN MMH01032

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (19 Feb 2016 to 12 Nov 2019)
    • CF10 Compliance Oversight (5 Jan 2016 to 10 Feb 2017)
    • CF11 Money Laundering Reporting (5 Jan 2016 to 10 Feb 2017)
    • CF10a CASS Oversight function (5 Jan 2016 to 10 Feb 2017)
    • CF3 Chief Executive (12 May 2015 to 8 Dec 2019)
    • CF1 Director (5 Dec 2007 to 8 Dec 2019)
  • Selwyn Renton

    IRN SXR01912

    • SMF3 Executive Director (since 25 Jun 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (9 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Aug 2014 to 31 Dec 2015)
    • CF10 Compliance Oversight (18 Aug 2014 to 31 Dec 2015)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.