Andrew David Grieve

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thompson Taraz Managers Limited (no longer approved here)

    FRN 226978

    • CF30 Customer (7 Jul 2010 to 28 Feb 2013)
    • CF27 Investment Management (14 Jul 2005 to 15 May 2007)
    • CF10 Compliance Oversight (3 Oct 2003 to 2 Aug 2012)
    • CF11 Money Laundering Reporting (3 Oct 2003 to 2 Aug 2012)
    • CF1 Director (3 Oct 2003 to 28 Feb 2013)
  • Thompson Taraz Depositary Limited (no longer approved here)

    FRN 465415

    • CF30 Customer (1 Nov 2007 to 28 Feb 2013)
    • CF1 Director (18 May 2007 to 28 Feb 2013)
    • CF10 Compliance Oversight (18 May 2007 to 2 Aug 2012)
    • CF11 Money Laundering Reporting (18 May 2007 to 2 Aug 2012)
    • CF27 Investment Management (18 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.