Charles Guy Forbes Morgan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thompson Taraz Managers Limited (no longer approved here)

    FRN 226978

    • CF30 Customer (8 Dec 2016 to 18 Aug 2017)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (11 Jul 2016 to 30 Dec 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (27 Nov 2013 to 30 Apr 2015)
    • CF21 Investment Adviser (30 Oct 2003 to 30 Jan 2004)
  • Parkwalk Advisors Ltd (no longer approved here)

    FRN 502237

    • CF2 Non Executive Director (1 Apr 2010 to 23 Dec 2010)
    • CF30 Customer (1 Oct 2009 to 18 Feb 2010)
    • CF1 Director (1 Oct 2009 to 18 Feb 2010)
    • CF11 Money Laundering Reporting (1 Oct 2009 to 18 Feb 2010)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (46)CF30 Customer (12 Mar 2010 to 30 Nov 2010)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (19 Nov 2004 to 30 Oct 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (18 Mar 2002 to 8 Oct 2002)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF26 Customer Trading (1 Dec 2001 to 18 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (46)CF30 Customer at STIFEL EUROPE LIMITED