Thome Asset Management & Asset Controlling

• Principal Place of Business

  Cholderton House

  Cholderton

  Salisbury

  Wiltshire

  SP4 0DW

  UNITED KINGDOM

  Phone

  +4401722782950

  Web

  https://www.tamac.com

• Complaints Contact

  Cholderton House

  Cholderton

  Salisbury

  Wiltshire

  SP4 0DW

  UNITED KINGDOM

  Phone

  +4401722782950

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christine Blaurock-Thome

  IRN CXB01648

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2021)
  • CF1 Director (AR) (24 Jul 2015 to 16 Apr 2019)
  • CF10 Compliance Oversight (31 Oct 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (19 Dec 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Apr 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 15 Apr 2006)
  • CF4 Partner (1 Jul 2005 to 8 Dec 2019)
• Christopher Hadu Thome

  IRN CHT01017

  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF1 Director (AR) (27 Jul 2015 to 16 Apr 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Jul 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Oct 2007)
  • CF4 Partner (1 Jul 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Jul 2005 to 8 Oct 2012)
  • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
• Ingo Eberhard Beyer von Jutrzenka-Morgenstern

  IRN IEB01026

  • CF1 Director (AR) (27 Jul 2015 to 16 Apr 2019)
• Matthew Cooke

  IRN MXC02274

  • CF30 Customer (30 Jul 2010 to 30 Jul 2010)
• Matthew Mark Hull

  IRN MMH01100

  • CF30 Customer (31 Oct 2013 to 29 Sep 2015)
• Rowan Paul Francis

  IRN RPF01043

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Nov 2007 to 8 Dec 2019)
• Stefan Albrecht

  IRN SXA02961

  • CF1 Director (AR) (22 Jul 2015 to 16 Apr 2019)
• Thomas James Hill

  IRN TJH01211

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (15 Mar 2018 to 8 Dec 2019)

• Qilin Capital Limited (no longer appointed)

  FRN 709409 · Appointed 7 Jul 2015 · Until 18 Apr 2019

No changes recorded yet.