Christine Blaurock-Thome

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thome Asset Management & Asset Controlling

    FRN 416226

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2021)
    • CF1 Director (AR) (24 Jul 2015 to 16 Apr 2019)
    • CF10 Compliance Oversight (31 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (19 Dec 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (15 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 15 Apr 2006)
    • CF4 Partner (1 Jul 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.