Christopher Hadu Thome

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thome Asset Management & Asset Controlling

    FRN 416226

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (27 Jul 2015 to 16 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Jul 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Jul 2005 to 8 Oct 2012)
    • CF21 Investment Adviser (1 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (1 Jul 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Jul 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF27 Investment Management (12 Oct 2002 to 31 Mar 2004)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.