Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
    • [FCA CF] Client dealing (since 12 Jan 2026)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 31 Mar 2021)
  • Thome Asset Management & Asset Controlling (no longer approved here)

    FRN 416226

    • CF30 Customer (31 Oct 2013 to 29 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.