Casterbridge Wealth Limited

• Principal Place of Business

  Suite 4

  Brewery House

  36 Milford Street

  Salisbury

  Wiltshire

  SP1 2AP

  UNITED KINGDOM

  Phone

  +441722466110

  Web

  https://casterbridgewealth.co.uk

• Complaints Contact

  Suite 4

  Brewery House

  36 Milford Street

  Salisbury

  Wiltshire

  SP1 2AP

  UNITED KINGDOM

  Phone

  +441722466110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Michael Cruse

  IRN AMC00042

  • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2025)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)
• Antony Philip Clark

  IRN APB01175

  • CF30 Customer (11 Jul 2017 to 30 Aug 2019)
• Claude Weston

  IRN CXW00332

  • SMF16 Compliance Oversight (since 24 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Sep 2021)
• Giles David Wellington

  IRN GDW00005

  • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2025)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)
• James O'Hara

  IRN JXO16359

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
• Jefferson Leo MacKenzie Fawcett

  IRN JLF00004

  • SMF3 Executive Director (9 Dec 2019 to 11 Jun 2025)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)
• Jonathan Smith

  IRN JXS14373

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• Julian Edward Francis Menges

  IRN JEM01110

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)
• Keith Charles Edwards

  IRN KCE01005

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (30 May 2017 to 8 Dec 2019)
  • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
  • CF3 Chief Executive (22 Aug 2016 to 8 Dec 2019)
• Kevin Barrie Forbes

  IRN KBF00004

  • SMF9 Chair of the Governing Body (since 24 Apr 2026)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2026)
  • CF11 Money Laundering Reporting (11 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • CF3 Chief Executive (11 Apr 2016 to 22 Aug 2016)
  • CF10 Compliance Oversight (11 Apr 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Apr 2016 to 30 Sep 2018)
  • CF1 Director (11 Apr 2016 to 8 Dec 2019)

No changes recorded yet.