Kevin Barrie Forbes

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Casterbridge Wealth Limited
FRN 727583
- SMF9 Chair of the Governing Body (since 24 Apr 2026)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF3 Executive Director (9 Dec 2019 to 24 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2021)
- Responsible for Insurance Mediation (11 Apr 2016 to 30 Sep 2018)
- CF30 Customer (11 Apr 2016 to 8 Dec 2019)
- CF1 Director (11 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Apr 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Apr 2016 to 8 Dec 2019)
- CF3 Chief Executive (11 Apr 2016 to 22 Aug 2016)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 26 Dec 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.