Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Casterbridge Wealth Limited
FRN 727583
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF1 Director (30 May 2017 to 8 Dec 2019)
- CF3 Chief Executive (22 Aug 2016 to 8 Dec 2019)
- CF30 Customer (22 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (27 Jul 2010 to 1 Jun 2016)
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- CF30 Customer (1 Nov 2007 to 8 Feb 2010)
- CF1 Director (19 Mar 2007 to 8 Feb 2010)
- CF27 Investment Management (8 Mar 2004 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Aug 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Aug 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.