Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Client dealing (16 Nov 2020 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Mar 2025)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Casterbridge Wealth Limited (no longer approved here)

    FRN 727583

    • CF30 Customer (11 Jul 2017 to 30 Aug 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (13 Oct 2015 to 3 May 2017)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (3 May 2013 to 12 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.