THOMAS GRANT & COMPANY LIMITED

Date authorised
1 April 2013
Companies House
02788515
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40a Friar Lane
    Leicester
    Leicestershire
    LE1 5RA
    UNITED KINGDOM
    Phone
    +4401162255500
    Web
    https://www.thomasgrant.co.uk

  • Complaints Contact

    40a Friar Lane
    Leicester
    Leicestershire
    LE1 5RA
    UNITED KINGDOM
    Phone
    +441162255500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert James Martin

    IRN RJM01310

    • CF26 Customer Trading (8 Feb 2005 to 24 Mar 2005)
    • CF22 Investment Adviser (Trainee) (8 Feb 2005 to 24 Mar 2005)
  • Robert John Bewell

    IRN RJB01230

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Scott Harvey Goddard

    IRN SHG01011

    • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Sheila Irene Brindley

    IRN SIB01012

    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Simon Roy Ward

    IRN SRW01044

    • CF30 Customer (1 Nov 2007 to 20 Mar 2013)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Sukhjinder Chahal

    IRN SXC01351

    • CF26 Customer Trading (14 Jun 2002 to 12 Jan 2004)
    • CF21 Investment Adviser (14 Jun 2002 to 12 Jan 2004)
    • CF27 Investment Management (14 Jun 2002 to 12 Jan 2004)
  • Susie Elizabeth Bewell

    IRN SEB01061

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)
  • Tina Tyers

    IRN TXT01532

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (15 Jun 2017 to 8 Dec 2019)
  • William Richard Bewell

    IRN WRB01022

    • CF27 Investment Management (1 Dec 2001 to 30 Mar 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Feb 2006)
    • CF26 Customer Trading (1 Dec 2001 to 30 Mar 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.