Simon Roy Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Aug 2025)
    • CF30 Customer (28 Oct 2013 to 8 Dec 2019)
  • THOMAS GRANT & COMPANY LIMITED (no longer approved here)

    FRN 163296

    • CF30 Customer (1 Nov 2007 to 20 Mar 2013)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.