Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (11 Apr 2002 to 31 Oct 2007)
  • THOMAS GRANT & COMPANY LIMITED (no longer approved here)

    FRN 163296

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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