Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THOMAS GRANT & COMPANY LIMITED (no longer approved here)

    FRN 163296

    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 9 Aug 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Aug 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.