Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Stone

    IRN AJS00022

    • CF21 Investment Adviser (9 Oct 2003 to 20 Jul 2004)
  • Alan Keith Blake

    IRN AKB00006

    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 1 Nov 2006)
    • CF7 Sole Trader (AR) (9 Aug 2002 to 31 Jan 2007)
  • Alan Leonard Willey

    IRN ALW00007

    • CF30 Customer (13 Sep 2012 to 20 Apr 2015)
  • Alan Ross Harding

    IRN ARH00007

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2022)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
    • CF1 Director (AR) (26 Mar 2004 to 11 Nov 2022)
  • Alan Stephen Sidloff

    IRN ASS00019

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF7 Sole Trader (AR) (27 Apr 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (27 Apr 2004 to 31 Oct 2007)
  • Alasdair John MacNab

    IRN AJM00054

    • CF21 Investment Adviser (31 Mar 2005 to 11 Dec 2006)
    • CF22 Investment Adviser (Trainee) (9 Nov 2004 to 31 Mar 2005)
    • CF1 Director (AR) (9 Nov 2004 to 11 Dec 2006)
  • Alastair Charles John Rush

    IRN ACR01101

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Dec 2014)
    • CF30 Customer (since 23 Dec 2014)
    • CF30 Customer (2 Oct 2012 to 12 Aug 2014)
    • CF1 Director (AR) (9 May 2012 to 12 Aug 2014)
  • Alison Rachel Treharne

    IRN ART01109

    • CF1 Director (AR) (10 May 2013 to 2 Jul 2014)
    • CF30 Customer (16 Dec 2010 to 2 Jul 2014)
  • Alison Winters

    IRN AXW00232

    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
  • Allan Martin

    IRN AXM00040

    • CF30 Customer (23 May 2009 to 6 Oct 2009)
    • CF1 Director (AR) (23 May 2009 to 6 Sep 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.