Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Dec 2014)
    • CF30 Customer (since 23 Dec 2014)
    • CF30 Customer (2 Oct 2012 to 12 Aug 2014)
    • CF1 Director (AR) (9 May 2012 to 12 Aug 2014)
    • Employed By (since 23 Dec 2014)
    • Employed By (14 Dec 2011 to 12 Aug 2014)
  • Landmark IFA Limited (no longer approved here)

    FRN 225538

    • CF30 Customer (19 Jun 2008 to 17 Jul 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.