Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Dec 2014)
- CF30 Customer (since 23 Dec 2014)
- CF30 Customer (2 Oct 2012 to 12 Aug 2014)
- CF1 Director (AR) (9 May 2012 to 12 Aug 2014)
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Wealthcare (1985) Ltd
FRN 569260
- Employed By (since 23 Dec 2014)
- Employed By (14 Dec 2011 to 12 Aug 2014)
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- CF30 Customer (19 Jun 2008 to 17 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.