Alan Ross Harding

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • Appointed representative dealing with clients for which they require qualification (9 Nov 2022 to 10 Nov 2022)
    • [FCA CF] Functions requiring qualifications (4 Nov 2022 to 27 Jun 2025)
    • [FCA CF] Client dealing (4 Nov 2022 to 27 Jun 2025)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 11 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2022)
    • CF1 Director (AR) (26 Mar 2004 to 11 Nov 2022)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
  • Goldwyns Wealth Management Ltd (no longer approved here)

    FRN 145233

    • (10)Employed By (1 Oct 1998 to 11 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.