Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Daniel Bourke

    IRN JDB00035

    • CF30 Customer (1 Nov 2007 to 18 Dec 2008)
    • CF22 Investment Adviser (Trainee) (23 May 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (23 May 2005 to 18 Dec 2008)
  • John David Peters Liddelow

    IRN JDL00015

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 8 May 2012)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (17 Oct 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (23 Jul 2003 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2003 to 17 Oct 2003)
  • John Forge Leach

    IRN JFL00006

    • CF30 Customer (1 Nov 2007 to 7 Dec 2010)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 8 Mar 2007)
  • John James Feron

    IRN JJF00004

    • CF30 Customer (1 Nov 2007 to 22 Aug 2013)
    • CF1 Director (AR) (8 Mar 2005 to 22 Aug 2013)
    • CF21 Investment Adviser (12 Mar 2003 to 31 Oct 2007)
  • John Lindsay

    IRN JXL00049

    • CF4 Partner (AR) (4 Apr 2003 to 4 Apr 2003)
    • CF21 Investment Adviser (4 Apr 2003 to 4 Apr 2003)
  • John Murphy

    IRN JXM00290

    • CF30 Customer (1 Nov 2007 to 16 Feb 2016)
    • CF1 Director (AR) (12 Nov 2004 to 16 Feb 2016)
    • CF21 Investment Adviser (12 Nov 2004 to 31 Oct 2007)
  • John Newlands Nicol

    IRN JNN00002

    • CF30 Customer (1 Nov 2007 to 28 Jul 2009)
    • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 31 Oct 2007)
    • CF1 Director (AR) (29 Mar 2007 to 14 May 2007)
  • John Paul Walsh

    IRN JPW01186

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Feb 2018)
    • CF30 Customer (since 9 May 2012)
    • CF30 Customer (7 Apr 2010 to 20 Jul 2010)
  • John Piper

    IRN JXP00190

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2011 to 31 Oct 2024)
  • John Raymond Pennington

    IRN JRP00023

    • CF30 Customer (23 May 2009 to 6 Oct 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nick Ashby (no longer appointed)

    FRN 513855 · Appointed 3 Dec 2009 · Until 8 Nov 2011

  • MI Financial Planning Ltd (no longer appointed)

    FRN 511510 · Appointed 30 Oct 2009 · Until 30 Aug 2012

  • Neil Roberts (no longer appointed)

    FRN 511384 · Appointed 29 Oct 2009 · Until 22 Nov 2010

  • Gillian Irene Colsell (no longer appointed)

    FRN 433729 · Appointed 28 Oct 2009 · Until 26 Mar 2012

  • Peter James Tree (no longer appointed)

    FRN 438791 · Appointed 9 Oct 2009 · Until 20 Dec 2010

  • Nigel John Green (no longer appointed)

    FRN 438790 · Appointed 9 Oct 2009 · Until 11 Feb 2011

  • Julie Stringer (no longer appointed)

    FRN 507319 · Appointed 23 Sep 2009 · Until 11 Mar 2013

  • James McNeill (no longer appointed)

    FRN 507129 · Appointed 18 Sep 2009 · Until 21 May 2021

  • Andrew Brooke (no longer appointed)

    FRN 506460 · Appointed 3 Sep 2009 · Until 16 Dec 2011

  • Saint Finance Limited (no longer appointed)

    FRN 474246 · Appointed 31 Jul 2009 · Until 14 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.