Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2025)
    • CF30 Customer (since 22 Nov 2024)
  • John Piper

    FRN 1022383

    • (1)Employed By (since 22 Nov 2024)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2011 to 31 Oct 2024)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (11)Employed By (27 Apr 2015 to 31 Oct 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 21 Dec 2011)
    • CF21 Investment Adviser (4 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Apr 2006 to 6 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Apr 2002 to 28 Apr 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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