Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Whitechurch Network Limited
FRN 190859
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF1 Director (AR) (since 20 Feb 2018)
- CF30 Customer (since 9 May 2012)
- CF30 Customer (7 Apr 2010 to 20 Jul 2010)
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Prudent IFA's Limited
FRN 802019
- (1)Employed By (since 20 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
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