The Seaport Group Europe LLP

• Principal Place of Business

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

  Web

  https://www.seaportglobal.com

• Complaints Contact

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sally Badie

  IRN SXB01382

  • [FCA CF] Client dealing (since 1 Oct 2021)
• Saro Martyjn Bos

  IRN SMB01157

  • [FCA CF] Client dealing (since 5 Aug 2025)
• Satish Pulle

  IRN SXP01665

  • [FCA CF] Client dealing (since 7 Dec 2023)
• Sawan Sandeep Kumar Kapoor

  IRN SXK01721

  • CF30 Customer (6 Oct 2011 to 23 Dec 2011)
• Sello Lekalakala

  IRN SXL01997

  • CF30 Customer (1 May 2015 to 30 Nov 2015)
• Shaun Barlow

  IRN SXB01703

  • [FCA CF] Manager of certification employee (15 Jun 2020 to 9 Sep 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
  • CF30 Customer (4 Oct 2019 to 8 Dec 2019)
• Simon Cottrall

  IRN SNC01039

  • [FCA CF] Client dealing (11 Apr 2022 to 20 Jun 2024)
• Stephen Kenneth Butcher

  IRN SKB01016

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (28 Jan 2014 to 8 Dec 2019)
• Svetlana Sanschagrin

  IRN SXS02207

  • [FCA CF] Client dealing (since 22 Aug 2023)
• Tarquin orchard

  IRN TXO01053

  • CF30 Customer (1 Jul 2014 to 2 Aug 2019)

• Sea Port Group Securities (Europe) LLP (no longer appointed)

  FRN 550149 · Appointed 9 May 2011 · Until 1 Jun 2011

No changes recorded yet.