Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 31 May 2022)
  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (28 Jan 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Apr 2010 to 16 May 2013)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (20 Oct 2008 to 28 Feb 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 7 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.