Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 31 May 2022)
-
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
- CF30 Customer (28 Jan 2014 to 8 Dec 2019)
-
- CF30 Customer (30 Apr 2010 to 16 May 2013)
-
- CF30 Customer (20 Oct 2008 to 28 Feb 2010)
-
- CF30 Customer (1 Nov 2007 to 7 Apr 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.