Sally Badie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 1 Oct 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Client dealing (3 Sep 2018 to 28 Sep 2021)
Imperial Capital (International) LLP (no longer approved here)
FRN 581374
- CF30 Customer (11 Jan 2013 to 23 Jul 2018)
Chalkhill Partners LLP (no longer approved here)
FRN 499335
- CF30 Customer (13 Jan 2012 to 6 Dec 2012)
- CF4 Partner (13 Jan 2012 to 6 Dec 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (2 Nov 2010 to 7 Nov 2011)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF30 Customer (17 Apr 2009 to 20 Jul 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.