Date authorised
1 April 2013
Companies House
03926063
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Robert Birkett

    IRN DRB00034

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Nov 2024)
    • CF1 Director (AR) (17 Nov 2015 to 14 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 5 Dec 2022)
    • CF4 Partner (AR) (4 Jul 2006 to 30 Mar 2016)
    • CF7 Sole Trader (AR) (22 Oct 2003 to 6 Jul 2006)
    • CF21 Investment Adviser (21 Feb 2003 to 6 Jul 2006)
  • David Robinson

    IRN DXR01484

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
    • CF13 Finance (15 May 2006 to 31 Oct 2007)
    • CF1 Director (27 Mar 2006 to 31 Mar 2010)
  • David Roland Vacani

    IRN DRV00001

    • CF1 Director (AR) (30 Apr 2013 to 20 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 20 Nov 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 2 May 2013)
  • David Sergio Nicholls

    IRN DSN01030

    • CF1 Director (AR) (25 Nov 2014 to 19 May 2017)
  • David Simpson

    IRN DXS00157

    • CF21 Investment Adviser (25 Oct 2002 to 30 Nov 2005)
    • CF7 Sole Trader (AR) (22 Apr 2002 to 21 Feb 2006)
    • CF22 Investment Adviser (Trainee) (12 Apr 2002 to 25 Oct 2002)
  • David Thomas Crichton

    IRN DTC00005

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF4 Partner (AR) (27 Jan 2005 to 30 Jan 2009)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 27 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Turner

    IRN DXT00072

    • CF30 Customer (5 Oct 2010 to 16 Dec 2010)
  • David Venditti

    IRN DXV01043

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Oct 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2023)
    • CF1 Director (AR) (since 28 Sep 2023)
    • CF30 Customer (since 28 Sep 2023)
  • David Waterstone

    IRN DXW00012

    • CF7 Sole Trader (AR) (14 Jan 2005 to 11 Jan 2005)
    • CF21 Investment Adviser (28 Nov 2002 to 30 Jun 2004)
  • DavidGerald Brewer

    IRN DXB02647

    • CF1 Director (AR) (6 Feb 2017 to 18 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.