Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Dec 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Nov 2024)
- CF1 Director (AR) (17 Nov 2015 to 14 Nov 2024)
- CF30 Customer (1 Nov 2007 to 5 Dec 2022)
- CF4 Partner (AR) (4 Jul 2006 to 30 Mar 2016)
- CF7 Sole Trader (AR) (22 Oct 2003 to 6 Jul 2006)
- CF21 Investment Adviser (21 Feb 2003 to 6 Jul 2006)
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- Employed By (17 Nov 2015 to 14 Nov 2024)
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- Employed By (6 Jul 2006 to 30 Mar 2016)
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- Employed By (22 Oct 2003 to 14 Nov 2024)
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- Employed By (21 Feb 2003 to 10 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.