Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (13 Aug 2019 to 12 Feb 2025)
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- CF30 Customer (5 Oct 2010 to 16 Dec 2010)
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- (9)Employed By (5 Oct 2010 to 16 Dec 2010)
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- CF21 Investment Adviser (26 Oct 2004 to 30 Nov 2005)
- CF22 Investment Adviser (Trainee) (30 Apr 2004 to 26 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Portland Wealth Management Limited
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controlled function added: (9)Employed By at Portland Wealth Management Limited