Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Oct 2020 to 13 Nov 2025)
- [FCA CF] Client dealing (6 Oct 2020 to 13 Nov 2025)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2025)
- CF1 Director (1 Oct 2015 to 8 Dec 2019)
- CF30 Customer (1 Oct 2015 to 8 Dec 2019)
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- CF1 Director (AR) (30 Apr 2013 to 20 Nov 2015)
- CF30 Customer (1 Nov 2007 to 20 Nov 2015)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 2 May 2013)
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- (5)Employed By (16 Oct 2000 to 20 Nov 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.