Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Fincham
IRN MXF00032
- (2135)CF21 Investment Adviser (28 Jan 2002 to 3 Nov 2003)
- (2136)CF7 Sole Trader (AR) (1 Dec 2001 to 3 Nov 2003)
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Michael George Cross
IRN MXC00164
- (2263)CF1 Director (AR) (2 Apr 2013 to 3 Feb 2017)
- (2262)CF30 Customer (2 Jan 2008 to 3 Feb 2017)
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Michael George Parnell
IRN MGP00010
- (281)CF30 Customer (1 Nov 2007 to 20 Mar 2009)
- (282)CF21 Investment Adviser (20 Aug 2002 to 31 Oct 2007)
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Michael Graham Taylor
IRN MGT00007
- (1804)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2023)
- (1803)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
- (1805)CF1 Director (AR) (28 Jan 2013 to 1 Nov 2023)
- (1802)CF30 Customer (23 Oct 2012 to 1 Nov 2023)
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Michael Hall
IRN MXH00127
- (1848)CF30 Customer (23 Oct 2015 to 11 Jan 2017)
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Michael Henry John Fox
IRN MHF00006
- (705)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jul 2002)
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Michael James Hiner
IRN MJH01627
- (1784)Appointed representative dealing with clients for which they require qualification (14 Feb 2020 to 29 Jul 2021)
- (1785)Director of firm who is not a certification employee or a SMF manager (14 Feb 2020 to 29 Jul 2021)
- (1786)CF1 Director (AR) (12 Feb 2020 to 30 Jul 2021)
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Michael James Knifton
IRN MJK01108
- (907)CF1 Director (AR) (17 Oct 2003 to 15 Jan 2004)
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Michael James Pluck
IRN MJP00015
- (401)CF21 Investment Adviser (27 May 2002 to 22 Jun 2006)
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Michael James Rolls
IRN MJR00093
- (530)CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Croxdale Financial Management (no longer appointed)
FRN 195113 · Appointed 2 Mar 2001 · Until 1 Aug 2003
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Financial Independence UK Ltd (no longer appointed)
FRN 195114 · Appointed 2 Mar 2001 · Until 8 Apr 2021
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Independent Financial Advice Centre Sussex Ltd (no longer appointed)
FRN 195246 · Appointed 28 Feb 2001 · Until 27 Oct 2003
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The MD Partnship FS Limited (no longer appointed)
FRN 195126 · Appointed 19 Feb 2001 · Until 23 Jan 2004
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Ramon Financial Services Ltd (no longer appointed)
FRN 195127 · Appointed 12 Feb 2001 · Until 8 Apr 2021
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Independent Life & Mortgage Scotland (no longer appointed)
FRN 194822 · Appointed 23 Jan 2001 · Until 31 Oct 2005
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Aston Court Chambers Wealth Management Limited (no longer appointed)
FRN 194725 · Appointed 11 Jan 2001 · Until 20 Oct 2010
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Andrew Constantinou Financial Services (no longer appointed)
FRN 200605 · Appointed 6 Jan 2001 · Until 6 Jan 2004
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Warren Financial Planning Ltd (no longer appointed)
FRN 200601 · Appointed 22 Dec 2000 · Until 12 Nov 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2029)SMF3 Executive Director
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controlled function added: (2028)SMF9 Chair of the Governing Body
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controlled function added: (2027)SMF10 Chair of the Risk Committee
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controlled function added: (2026)CF1 Director (AR)
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controlled function added: (2025)SMF2 Chief Finance
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controlled function added: (2024)SMF3 Executive Director
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controlled function added: (2023)CF1 Director (AR)
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controlled function added: (2022)SMF3 Executive Director
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controlled function added: (2021)CF1 Director (AR)
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controlled function added: (2020)Director of firm who is not a certification employee or a SMF manager