Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Dec 2016)
- CF1 Director (AR) (since 7 Dec 2016)
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Cordata Financial Solutions Limited
FRN 476825
- Employed By (since 2 Jan 2008)
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- CF1 Director (AR) (2 Apr 2013 to 3 Feb 2017)
- CF30 Customer (2 Jan 2008 to 3 Feb 2017)
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- Employed By (16 Jun 2003 to 25 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.