Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2023)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2023)
- CF1 Director (AR) (28 Jan 2013 to 1 Nov 2023)
- CF30 Customer (23 Oct 2012 to 1 Nov 2023)
-
- CF30 Customer (1 Nov 2007 to 23 Oct 2012)
- CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Apr 2007 to 11 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.