Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michelle Jean Bridgeman
IRN MJB00143
- (584)CF7 Sole Trader (AR) (28 Feb 2002 to 30 Dec 2004)
- (583)CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
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Michelle Phillips
IRN MXP01438
- (332)CF1 Director (AR) (16 Aug 2002 to 27 Mar 2004)
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Mitchell Ford
IRN MXF00435
- (1281)Appointed representative dealing with clients for which they require qualification (30 May 2023 to 27 Jan 2024)
- (1280)CF30 Customer (2 May 2023 to 27 Jan 2024)
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Mitchell Young
IRN MXY00025
- (1151)Director of firm who is not a certification employee or a SMF manager (since 11 Feb 2021)
- (1152)CF1 Director (AR) (since 8 Feb 2021)
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Mohammed Abdul Assad Sulaiman Khan
IRN MAK01312
- (1205)21. Advising or arranging (bringing about) equity release transactions
- (1209)4. Giving personal recommendations on retail investment products which are not broker funds
- (1208)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (1207)9A. Advising on P2P agreements
- (1206)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1212)Director of firm who is not a certification employee or a SMF manager (since 20 Mar 2026)
- (1211)Appointed representative dealing with clients for which they require qualification (since 20 Mar 2026)
- (1210)CF30 Customer (since 19 Mar 2026)
- (1213)CF1 Director (AR) (since 19 Mar 2026)
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Mohammed Musleh Uddin Ahmed
IRN MMA00004
- (1957)CF21 Investment Adviser (12 Dec 2001 to 26 Sep 2005)
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Mohanie Serena Vipuli Ahangama
IRN MSA00026
- (736)CF1 Director (AR) (1 Dec 2001 to 18 Oct 2003)
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Moira Richmond MacNaught
IRN MRM00030
- (118)CF4 Partner (AR) (1 Dec 2001 to 30 Dec 2004)
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Morton Shadley Weir
IRN MSW01104
- (338)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (336)11. Pension transfer specialist
- (337)9A. Advising on P2P agreements
- (339)4. Giving personal recommendations on retail investment products which are not broker funds
- (342)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- (341)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (340)CF30 Customer (since 7 Sep 2017)
- (343)CF1 Director (AR) (since 7 Sep 2017)
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Morwenna Mary Clarke
IRN MME00001
- (1574)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jun 2023)
- (1575)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Oct 2022)
- (1576)CF1 Director (AR) (22 Aug 2018 to 4 Oct 2022)
- (1573)CF30 Customer (14 Oct 2010 to 15 Jun 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Barry Sears and Elizabeth Sears (no longer appointed)
FRN 196819 · Appointed 18 Sep 2001 · Until 22 Jan 2025
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Sandy Thomson Financial Services Limited (no longer appointed)
FRN 196822 · Appointed 18 Sep 2001 · Until 30 Nov 2012
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Eddie Low Independent Financial Solutions (no longer appointed)
FRN 196821 · Appointed 18 Sep 2001 · Until 30 Dec 2005
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St Andrews Investment Management LLP (no longer appointed)
FRN 197089 · Appointed 13 Sep 2001 · Until 6 Feb 2003
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Ethical Financial Services Ltd (no longer appointed)
FRN 197090 · Appointed 13 Sep 2001 · Until 31 Mar 2015
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Prospect Independent Limited (no longer appointed)
FRN 196637 · Appointed 23 Aug 2001 · Until 25 May 2004
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Burgess Financial Services (no longer appointed)
FRN 196307 · Appointed 23 Aug 2001 · Until 27 Dec 2015
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation