Morton Shadley Weir

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Sep 2017)
    • CF30 Customer (since 7 Sep 2017)
  • Equium Wealth Management Limited

    FRN 787277

    • (1)Employed By (since 7 Sep 2017)
  • FB WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 531632

    • CF30 Customer (8 Mar 2012 to 4 Sep 2017)
  • Castlegate Financial Management Limited (no longer approved here)

    FRN 169777

    • CF30 Customer (1 Nov 2007 to 6 Feb 2012)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2007 to 10 Oct 2007)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF21 Investment Adviser (14 Feb 2005 to 31 Jul 2006)
    • CF24 Pension Transfer Specialist (14 Feb 2005 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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