Mohammed Abdul Assad Sulaiman Khan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 20 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2026)
    • CF30 Customer (since 19 Mar 2026)
    • CF1 Director (AR) (since 19 Mar 2026)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2026)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (24 Sep 2019 to 23 Jan 2026)
    • CF30 Customer (24 Sep 2019 to 23 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 Mar 2017 to 5 Oct 2018)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (487)Employed By (29 Mar 2017 to 23 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.